3.4 Ethical Standards in the Financial Services Industry

In this section

• 3.4.1 Codes of Ethics and Professional Conduct
  Industry codes of ethics are crucial in guiding professional conduct and ensuring that financial professionals uphold their obligations to clients.
• 3.4.2 Conflicts of Interest
  Exploring the identification, disclosure, and mitigation of conflicts of interest within the Canadian financial services industry.
• 3.4.3 Insider Trading and Market Manipulation
  An in-depth exploration of regulations and strategies to prevent insider trading and market manipulation within Canada's financial markets.
• 3.4.4 Maintaining Integrity and Trust
  Understanding the importance of ethics in fostering trust and maintaining reputation in the financial services industry.