3.1 The Regulators

In this section

• 3.1.1 Overview of Canadian Securities Regulators
  An exploration of the role and structure of Canadian securities regulators, essential for ensuring market integrity and investor protection.
• 3.1.2 Canadian Securities Administrators (CSA)
  An in-depth exploration of the Canadian Securities Administrators' mandate, major functions, national instruments, and their role in harmonizing regulations across Canada.
• 3.1.3 Provincial Securities Commissions
  An in-depth examination of provincial securities commissions, their roles, functions, variations in regulations across provinces, and their processes for licensing and oversight.
• 3.1.4 Self-Regulatory Organizations (SROs)
  An in-depth examination of Self-Regulatory Organizations (SROs) in the Canadian securities industry, including IIROC and MFDA, and their operational authority.