This section explores the central functions of investment dealers, including their roles in intermediation, risk management, and the production of research and analysis to support investment decisions.
An in-depth look at brokerage services and the crucial roles they play within the Canadian securities industry, focusing on execution of trades and account management.
An in-depth exploration of the underwriting process, syndication, and the role of initial public offerings (IPOs) in raising capital within the Canadian securities industry.
Understanding market making and the importance of liquidity provision in the securities market with insights into bid-ask spreads and the distinction between principal and agency transactions.
Detailing the critical advisory services provided by investment dealers, focusing on financial planning, mergers and acquisitions, and wealth management.