Explore the role of mutual funds as financial intermediaries, and learn about investment pooling, fund types, and the regulatory framework governing mutual funds in Canada.
An in-depth look at the regulatory framework governing Exchange-Traded Funds (ETFs) in Canada, focusing on investor protection, market integrity, disclosure, and compliance.
An in-depth exploration of alternative mutual funds, comparing their structure, regulation, and investment strategies with conventional mutual funds and hedge funds.
Explore the unique tax credits and regulatory frameworks that govern Labour-Sponsored Venture Capital Corporations (LSVCCs) in Canada.
An in-depth exploration of the Canadian Securities Administrators' mandate, major functions, national instruments, and their role in harmonizing regulations across Canada.
Explore the MFDA's regulatory influence on mutual fund distribution in Canada to ensure compliance and investor protection.
Understand and avoid unethical sales practices with mutual funds, emphasizing accuracy without guaranteeing future performance.
Understand the key differences between exchange-traded and over-the-counter (OTC) derivatives markets, including standardization, liquidity, privacy, and default risk.
An in-depth guide on Mutual Fund Regulatory Organizations for Canadian Securities Course (CSC) certification, focusing on the key self-regulatory organizations and their roles.
This chapter outlines the introduction to regulation in the Canadian securities industry, discussing the roles of regulatory bodies, investor protection, market integrity, and the principles-based regulatory environment.
An in-depth look at the purpose and importance of regulation in the securities industry, including the objectives of consumer protection, fairness, economic stability, and achieving social objectives.
Explore the principles-based regulatory model in the Canadian securities industry, learn its objectives, benefits over rules-based regulation, and see real-life examples.
A detailed guide on the securities regulation in Canada, including provincial legislation, the role of self-regulatory organizations, and the ongoing discussion around a unified national regulatory authority.
Comprehensive Guide on Disclosure in the Canadian Securities Legislation
