Explore the concept of excessive leverage, its role in financial crises, and the regulatory measures to mitigate its risks.
Explore the intricacies of derivatives markets, including exchange-traded and OTC derivatives, market participants, and regulatory frameworks.
Explore the regulatory environment, disclosure requirements, and the impact of regulations on hedge funds in Canada, including oversight by regulatory bodies and recent developments.
Explore the essential regulatory and compliance terms in the Canadian securities industry, including key concepts, regulatory bodies, and the importance of compliance for financial professionals.
Explore the mandate, responsibilities, and impact of the Office of the Superintendent of Financial Institutions (OSFI) in supervising and regulating Canada's financial institutions.
Explore the MFDA's regulatory influence on mutual fund distribution in Canada to ensure compliance and investor protection.
