Professional Standards

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October 25, 2024 7 min read Chapter 10: Risk Management and Insurance
Licensing Requirements for Insurance Professionals in Canada
Finance Insurance Professional Licensing Insurance Licensing Canadian Securities Course Professional Standards Continuing Education Compliance
Explore the comprehensive licensing requirements for insurance professionals in Canada, including steps to obtain and maintain a license, the role of continuing education, and the consequences of non-compliance.
Read more about Licensing Requirements for Insurance Professionals in Canada.
October 25, 2024 7 min read Chapter 13: Ethical and Professional Standards
Responsibilities to Clients: Key Obligations for Financial Professionals
Financial Education Investment Management Client Relations Fiduciary Duty Client Confidentiality Financial Ethics Investment Advice Professional Standards
Explore the essential responsibilities financial professionals have towards their clients, including fiduciary duty, duty of care, and maintaining confidentiality.
Read more about Responsibilities to Clients: Key Obligations for Financial Professionals.

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