Explore how behavioral finance enhances understanding of financial markets, informs investment strategies, and influences financial regulation and education.
Explore the regulatory framework governing fixed income derivatives, compliance requirements, and the impact of regulations on trading practices in Canada.
Explore the world of commodity exchanges, their functions, major players, and the role they play in price discovery and risk management.
Explore the role, responsibilities, and impact of the Investment Industry Regulatory Organization of Canada (IIROC) in maintaining market integrity and investor protection within the Canadian securities industry.
Explore the roles, authority, and impact of Self-Regulatory Organizations (SROs) in the Canadian securities market, including their responsibilities, powers, and relationship with governmental regulators.
Explore the comprehensive framework of Canada's Securities Act, its key provisions, and how it ensures market integrity and investor protection.
