This section explores the central functions of investment dealers, including their roles in intermediation, risk management, and the production of research and analysis to support investment decisions.
Detailing the critical advisory services provided by investment dealers, focusing on financial planning, mergers and acquisitions, and wealth management.
Learn about the different categories of investment dealers in the Canadian securities industry: Retail firms, Institutional firms, and Integrated firms.
Understand the organization within investment dealer firms, including the roles and functions of the front, middle, and back offices, and the significance of senior management.
Explore the roles and responsibilities of retail and institutional investment dealers in the Canadian Securities market. Understand the different styles and guidelines they follow to serve their clients' needs, and stay updated with current trends.
Comprehensive guide covering the Sell Side of Canadian investment dealers, including types such as full-service dealers, investment banking boutiques, and self-directed dealers.
