Explore the role and impact of Self-Regulatory Organizations (SROs) like IIROC and MFDA in the Canadian financial system, their regulatory functions, and the benefits of self-regulation.
Explore the compliance obligations, enforcement mechanisms, and best practices in the Canadian securities industry.
Explore the drivers behind regulatory changes in the financial sector, recent reforms, and how technological advancements impact regulation. Learn how firms adapt and strategies for staying informed.
Explore the essential roles of speculators and arbitrageurs in financial markets, focusing on their contributions to market liquidity, price discovery, and the enforcement of the law of one price.
Explore the origins, global impact, and policy responses to the Great Depression, and understand its lasting influence on modern economic policies.
Explore the necessity and mechanisms of international coordination in financial regulation, focusing on global organizations, challenges, and benefits.
Explore the essential role of regulatory bodies in Canada's financial industry, focusing on maintaining market integrity, investor protection, and financial stability.
Explore the critical role of international regulatory coordination in financial markets, focusing on Canadian regulators' engagement with global bodies and the impact of international standards on domestic regulation.
Explore the intricate world of High-Frequency Trading (HFT), its technological infrastructure, strategies, regulatory landscape, and impact on financial markets.
Explore the diverse strategies employed by hedge funds, understand their risk-return profiles, and learn about the regulatory environment governing these alternative investments.
Explore the essential role of market makers in equity markets, their contribution to liquidity, and the regulatory environment governing their operations.
Explore the role, responsibilities, and impact of the Autorité des marchés financiers (AMF) in regulating Quebec's financial markets, ensuring compliance, and protecting consumers.
Explore the role of the Mutual Fund Dealers Association of Canada (MFDA) in regulating mutual fund dealers, ensuring compliance, and safeguarding investor interests.
Explore the pivotal role of Self-Regulatory Organizations (SROs) in maintaining industry standards, ensuring transparency, and adapting to changes within the Canadian securities landscape.
