CSA

  • 3 Posts
  • 3 Sections
  • 1 Types
October 25, 2024 7 min read Chapter 14: Trading, Clearing, and Settlement
Regulatory Requirements: Margin Trading and Leverage in Canada
Finance Investment Regulation Canadian Securities Margin Trading Leverage IIROC CSA
Explore the regulatory framework governing margin trading and leverage in Canada, including the role of IIROC and CSA, recent changes, and compliance obligations for brokers and investors.
Read more about Regulatory Requirements: Margin Trading and Leverage in Canada.
October 25, 2024 7 min read Chapter 21: Compliance and Regulation
National Instrument Regulations: Ensuring Uniformity in Canadian Securities
Canadian Securities Financial Regulation Investment Compliance National Instruments Securities Regulation CSA NI 31-103 NI 45-106
Explore the comprehensive framework of National Instrument Regulations in Canadian securities, their role in harmonizing provincial laws, and their impact on market participants.
Read more about National Instrument Regulations: Ensuring Uniformity in Canadian Securities.
October 25, 2024 8 min read Chapter 6: Mutual Funds and Exchange-Traded Funds (ETFs)
Regulatory Bodies: Understanding the Framework Governing Mutual Funds and ETFs in Canada
Finance Investment Regulation Canadian Securities CSA IIROC Mutual Funds ETFs
Explore the comprehensive regulatory framework governing mutual funds and ETFs in Canada, focusing on the roles of key regulatory bodies such as the CSA and IIROC, and the impact of these regulations on investor protection and fund operations.
Read more about Regulatory Bodies: Understanding the Framework Governing Mutual Funds and ETFs in Canada.

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