Browse Section 8: Working with the Client

27.3 The Organizational Structure of a Sell-Side Trading Firm

In this section

  • 27.3.1 Key Departments and Functions
    An in-depth exploration of the essential departments within a sell-side trading firm, including their roles and interactions.
  • 27.3.2 Supporting Functions
    An overview of the pivotal supporting functions within a sell-side trading firm, emphasizing compliance, risk management, technology, and operations.
Thursday, September 12, 2024