17.7 Requirements For Opening and Updating an Account

In this section

• 17.7.1 Account Opening Procedures
  A detailed examination of the requirements and procedures for opening a mutual fund investment account in Canada.
• 17.7.2 Ongoing Updates and Reviews
  A comprehensive exploration of the necessity and processes involved in the periodic assessment and updating of client information within mutual fund accounts to maintain alignment with investment objectives.
• 17.7.3 Record-Keeping
  Understanding the record-keeping requirements essential for compliance and enhancing service quality in the mutual funds industry.