Legal

  • 3 Posts
  • 3 Sections
  • 1 Types
October 25, 2024 7 min read Chapter 13: Ethical and Professional Standards
Whistleblowing Policies: A Comprehensive Guide for the Canadian Securities Course
Finance Ethics Legal Whistleblowing Ethics Legal Protections Finance Corporate Governance
Explore the significance, ethical considerations, legal protections, and implementation of whistleblowing policies in the finance sector.
Read more about Whistleblowing Policies: A Comprehensive Guide for the Canadian Securities Course.
October 25, 2024 9 min read Chapter 16: Retirement and Estate Planning
Trusts in Estate Planning: A Comprehensive Guide
Finance Estate Planning Legal Trusts Estate Planning Asset Protection Tax Planning Financial Strategy
Explore the strategic use of trusts in estate planning, including types, benefits, tax considerations, and practical scenarios for asset protection and distribution.
Read more about Trusts in Estate Planning: A Comprehensive Guide.
October 25, 2024 7 min read Chapter 22: Client Communications and Relationships
Service Agreements in Canadian Securities: Key Components and Best Practices
Finance Investment Legal Service Agreements Financial Contracts Client Relations Legal Framework Canadian Securities
Explore the critical elements of service agreements in the financial sector, focusing on their role in defining professional relationships, responsibilities, and expectations.
Read more about Service Agreements in Canadian Securities: Key Components and Best Practices.

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