Institutional Clients

  • 4 Posts
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  • 1 Types
July 7, 2024 3 min read Section 8: Working with the Client
27.1.2 Interactions Between Sell Side and Buy Side
Institutional Clients Financial Markets Market Participants Sell-Side Buy-Side Liquidity Market Research Trade Execution
An exploration of the dynamic and collaborative relationships between sell-side and buy-side participants in the financial markets, focusing on the flow of information and services they exchange.
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July 7, 2024 4 min read Section 8: Working with the Client
27.3.2 Supporting Functions
Securities Industry Trading Firms Institutional Clients Compliance Risk Management Technology Operations Institutional Trading
An overview of the pivotal supporting functions within a sell-side trading firm, emphasizing compliance, risk management, technology, and operations.
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July 7, 2024 3 min read Section 8: Working with the Client
27.5.1 Clearing Procedures
Institutional Clients Clearing Procedures Securities Trading Clearinghouses Netting Settlement Risk Management Trade Accuracy
This section delves into the critical processes of institutional clearing and settlement, focusing on the role of clearinghouses and the mechanisms involved in netting transactions.
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July 7, 2024 3 min read Section 8: Working with the Client
27.6.1 Portfolio Managers
Institutional Clients Portfolio Management Investment Strategies Portfolio Managers Investment Oversight Client Communication Institutional Market Financial Reporting
Understanding the key roles and responsibilities of portfolio managers in the institutional market, including investment oversight, client reporting, and communication.
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