An in-depth exploration of the purpose, content, and significance of fund prospectuses within mutual fund management and regulation.
An exploration of conventional mutual funds, their investment focus, regulatory oversight, and transparency in comparison with alternative mutual funds and hedge funds.
An exploration of the fundamental taxation principles within the Canadian tax system, emphasizing equity, efficiency, and the progressive tax structure.
An in-depth look at trade surveillance and automated monitoring tools in the Canadian regulatory framework.
Exploring the essential objectives of monetary policy as a tool used by governments and central banks to steer national economies towards desired macroeconomic outcomes.
An in-depth exploration of margin accounts, their purpose, benefits, and regulatory requirements within the context of equity securities transactions.
An in-depth look at the purpose and importance of regulation in the securities industry, including the objectives of consumer protection, fairness, economic stability, and achieving social objectives.
Learn about IIROC's Client Relationship Model (CRM) which aims to enhance transparency, client trust, and suitability in investment dealings.
