Data Security

2 Posts
2 Sections
1 Types

October 25, 2024 8 min read Chapter 21: Compliance and Regulation

Data Security Measures: Safeguarding Financial Information

Finance Data Security Compliance Data Protection Cybersecurity Financial Security Encryption Compliance

Explore the critical data security measures essential for protecting personal and financial information in the Canadian securities industry. Learn about encryption, access controls, firewalls, and the roles and responsibilities within organizations to mitigate threats and ensure compliance.

October 25, 2024 9 min read Chapter 9: Financial Planning and Advisory

Gathering Client Data for Financial Planning: A Comprehensive Guide

Financial Planning Client Management Data Security Financial Data Collection Client Trust Data Accuracy Privacy and Security Financial Planning Techniques

Explore the essential process of gathering client data for financial planning, including techniques, importance of accuracy, and overcoming client reluctance.