This section explores the central functions of investment dealers, including their roles in intermediation, risk management, and the production of research and analysis to support investment decisions.
An in-depth exploration of the underwriting process, syndication, and the role of initial public offerings (IPOs) in raising capital within the Canadian securities industry.
Explore the role of mutual funds as financial intermediaries, and learn about investment pooling, fund types, and the regulatory framework governing mutual funds in Canada.
Exploration of the role, management strategies, and regulatory framework surrounding pension funds in Canada.
An in-depth look at trust companies, their asset management, custodial services, and their role within the Canadian financial system.
An exploration of risk mitigation and amplification strategies using inverse and leveraged ETFs for hedging and speculative purposes.
Exploring the flow-through tax treatment and distribution practices of income trusts in Canada.
An exploration of the role and structure of Canadian securities regulators, essential for ensuring market integrity and investor protection.
An in-depth examination of provincial securities commissions, their roles, functions, variations in regulations across provinces, and their processes for licensing and oversight.
An in-depth examination of Self-Regulatory Organizations (SROs) in the Canadian securities industry, including IIROC and MFDA, and their operational authority.
An in-depth exploration of the labour market's supply and demand forces, participation rates, and their significance in influencing economic health.
Learn about the impact of monetary policy on the economy, securities market, and the effects of inflation on corporate profits and price-earnings multiples.
Understand the workings of auction markets, including key concepts like bid-ask spreads, trades, and types of stock exchanges in Canada. This section covers the fundamental aspects of how securities are bought and sold and includes detailed examples and key definitions.
Discover how closed-end funds serve as an effective vehicle for alternative investment strategies, their regulatory framework, and future prospects in the Canadian market.
Learn about the advantages and features of structured products within the Canadian securities landscape. Understand their benefits, risks, and tax implications.
Explore the implications of gifting investments to adult children or parents, including a case scenario and related key terms.
Comprehensive guide covering the Sell Side of Canadian investment dealers, including types such as full-service dealers, investment banking boutiques, and self-directed dealers.
Understand Gross Domestic Product, its calculation methods, significance, and interpretation in Canadian securities context.
A comprehensive overview of the federal budget in Canada including government's revenue sources, budget positions, and the impact on national debt and capital markets.
Understand the roles and functions of the Bank of Canada, including its main responsibilities such as monetary policy, financial system stability, currency issuance, and funds management.
A comprehensive guide to understanding long margin accounts, including regulations, examples, risks, and frequently asked questions as per IIROC guidelines.
