Examining the implications of new regulations on compliance requirements for market participants, and measures to enhance investor protection and market transparency.
An in-depth analysis of the globalization of markets, focusing on cross-border trading and international cooperation in the Canadian context.
Explore the role of financial intermediaries in the derivatives market, focusing on market making and liquidity provision by banks and brokerages.
Understanding the legal boundaries and consequences of insider trading in the Canadian financial market, focusing on regulations, enforcement, and penalties.
An in-depth discussion of mutual funds, including their definition, purpose, and structure within the Canadian financial system.
Understanding Different Types of Mutual Funds: Open-End, Closed-End, and Exchange-Traded Funds
An in-depth exploration of the trading flexibility of Exchange-Traded Funds including intra-day trading and liquidity considerations.
Examining the impact of liquidity levels on ETF trading execution and market prices.
An exploration of conventional mutual funds, their investment focus, regulatory oversight, and transparency in comparison with alternative mutual funds and hedge funds.
A comprehensive guide to conducting due diligence on alternative investment strategies.
Detailed exploration of the composition and securitization process of Asset-Backed Securities, including the pooling of assets and the tranching with credit enhancement techniques.
Examination of the Role and Services Provided by the OBSI, and the Process for Filing Complaints
An in-depth look at the Bank of Canada's monetary policy framework, focusing on the role of the key policy rate, specifically the overnight rate, and the commitment to inflation targeting for economic stability.
Exploration of cash accounts and the foundational aspects of equity transactions.
Detailed guide on the chartered banks in Canada, their classifications, operations, and the regulatory framework within which they function, as set out by the Bank Act.
Learn about Credit Unions and Caisses Populaires, their financial services, the Cooperative Credit Associations Act (CCAA), and the investment rules they must follow.
Understand the role and function of the Ombudsman for Banking Services and Investments (OBSI) in resolving financial disputes in Canada's financial services industry.
