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Canadian Securities Course
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Canadian Securities Course
CSC Course & Quiz
Chapter 1: Introduction to the Canadian Financial System
Chapter 2: Financial Statements and Analysis
Chapter 3: Equity Securities
Chapter 4: Debt Securities
Chapter 5: Derivatives
Chapter 6: Mutual Funds and Exchange-Traded Funds (ETFs)
Chapter 7: Alternative Investments
Chapter 8: Portfolio Management
Chapter 9: Financial Planning and Advisory
Chapter 10: Risk Management and Insurance
Chapter 11: Economics and Financial Markets
Chapter 12: Behavioral Finance
Chapter 13: Ethical and Professional Standards
Chapter 14: Trading, Clearing, and Settlement
Chapter 15: Taxation in Investments
Chapter 16: Retirement and Estate Planning
Chapter 17: International Investments
Chapter 18: Financial Crises and Market Disruptions
Chapter 19: Fintech and Innovation in Finance
Chapter 20: Sustainable and Responsible Investing
Chapter 21: Compliance and Regulation
Chapter 22: Client Communications and Relationships
Chapter 23: Investment Strategies and Styles
Chapter 24: Fixed Income Analysis and Strategies
Chapter 25: Quantitative Methods in Finance
Chapter 26: Corporate Finance
Chapter 27: Industry Analysis and Equity Valuation
Chapter 28: Commodity and Energy Markets
Chapter 29: Emerging Markets and Developing Economies
Chapter 30: Career Development in Finance
Appendices
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A.1 Key Financial Terms
A.1.1 Definitions of Common Financial Concepts
A.1.4 Economic Indicators Glossary
A.1.5 Derivatives and Risk Management Terms
A.1.2 Investment Terminology
A.1.3 Regulatory and Compliance Terms
A.2 Acronyms and Abbreviations
A.2.3 Financial Instruments Acronyms
A.2.1 Industry Acronyms
A.2.2 Regulatory Bodies Abbreviations
A.2.4 Certifications and Designations
A.2.5 Commonly Used Short Forms
B.1 Time Value of Money Formulas
B.1.1 Present Value and Future Value Equations
B.1.2 Annuity and Perpetuity Calculations
B.1.3 Discount Rate Determination
B.1.4 Compound Interest Formulas
B.1.5 Loan Amortization Schedules
B.2 Investment Valuation Models
B.2.1 Dividend Discount Model (DDM)
B.2.2 Free Cash Flow Models
B.2.3 Price-Earnings Ratio Calculations
B.2.4 Capital Asset Pricing Model (CAPM)
B.2.5 Equity Valuation Multiples
B.3 Risk Measurement Metrics
B.3.3 Value at Risk (VaR)
B.3.1 Standard Deviation and Variance
B.3.2 Beta Coefficient Calculation
B.3.4 Duration and Convexity for Bonds
B.3.5 Sharpe Ratio and Other Performance Ratios
B.4 Financial Ratios
B.4.1 Liquidity Ratios
B.5 Derivatives Pricing Formulas
B.5.5 Greeks in Options Trading
B.5.1 Black-Scholes Option Pricing Model
B.5.2 Binomial Option Pricing Model
B.5.3 Futures Pricing Equations
B.5.4 Swap Valuation Methods
C.1 Income Statement Example
C.1.3 Operating Expenses and Income
C.1.1 Revenue Breakdown
C.1.2 Cost of Goods Sold and Gross Profit
C.1.4 Earnings Before Interest and Taxes (EBIT)
C.1.5 Net Income Calculation
C.2 Balance Sheet Example
C.2.2 Liabilities Overview
C.2.3 Shareholders’ Equity Components
C.2.1 Asset Classification
C.2.4 Working Capital Analysis
C.2.5 Financial Position Interpretation
C.3 Cash Flow Statement Example
C.3.1 Cash Flows from Operating Activities
C.3.2 Cash Flows from Investing Activities
C.3.4 Net Change in Cash Position
C.3.3 Cash Flows from Financing Activities
C.3.5 Analyzing Cash Flow Health
C.4 Notes to Financial Statements
C.4.4 Segment Reporting
C.4.1 Accounting Policies
C.4.2 Detail on Long-Term Debt
C.4.3 Contingent Liabilities
C.4.5 Subsequent Events
C.5 Financial Statement Analysis Template
C.5.2 Trend Analysis Template
C.5.4 Common Size Financial Statements
C.5.1 Ratio Calculation Worksheet
C.5.3 Comparative Financial Statements
C.5.5 Interpretation Guidelines
D.1 Canadian Regulatory Framework
D.1.3 Canada Deposit Insurance Corporation (CDIC)
D.1.1 Role of the Bank of Canada
D.1.2 Office of the Superintendent of Financial Institutions (OSFI)
D.1.4 Canadian Investor Protection Fund (CIPF)
D.1.5 Financial Consumer Agency of Canada (FCAC)
D.2 Provincial Securities Commissions
D.2.1 Ontario Securities Commission (OSC)
D.2.5 Role and Functions of Provincial Regulators
D.2.2 British Columbia Securities Commission (BCSC)
D.2.3 Autorité des marchés financiers (AMF)
D.2.4 Alberta Securities Commission (ASC)
D.3 Self-Regulatory Organizations (SROs)
D.3.1 Investment Industry Regulatory Organization of Canada (IIROC)
D.3.2 Mutual Fund Dealers Association of Canada (MFDA)
D.3.5 Industry Oversight
D.3.3 Responsibilities and Powers
D.3.4 Compliance and Enforcement Mechanisms
D.4 Key Legislation
D.4.2 Income Tax Act
D.4.3 Anti-Money Laundering and Anti-Terrorist Financing Legislation
D.4.4 Privacy Laws (PIPEDA)
D.4.5 Recent Legislative Changes
D.4.1 Securities Act
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Appendices
D.4 Key Legislation
D.4 Key Legislation
In this section
D.4.2 Income Tax Act
D.4.3 Anti-Money Laundering and Anti-Terrorist Financing Legislation
D.4.4 Privacy Laws (PIPEDA)
D.4.5 Recent Legislative Changes
D.4.1 Securities Act: Understanding Canada's Securities Regulation Framework
Explore the comprehensive framework of Canada's Securities Act, its key provisions, and how it ensures market integrity and investor protection.
Monday, October 28, 2024
D.3 Self-Regulatory Organizations (SROs)