Explore the essential Know Your Client (KYC) regulations, their purpose, obligations, and impact on financial institutions, as well as their role in anti-money laundering and investor protection.
Explore comprehensive client identification procedures in the Canadian Securities Course, focusing on verification methods, required documentation, and the role of technology in compliance.
Explore the critical role of transaction monitoring in detecting and preventing money laundering and other illicit activities within the financial sector.
Explore the legal requirements for reporting suspicious activities, the process of filing reports with FINTRAC, and the importance of compliance with AML laws.