Distribution of Mutual Funds through Financial Institutions

In this section

• Complying with Mutual Fund Distribution Rules for Financial Institutions
  Explore regulations and best practices for financial institutions in distributing mutual funds, ensuring compliance and safeguarding investor interests.
• Effective Strategies for Managing Conflicts of Interest
  Learn how to manage conflicts of interest in mutual fund distribution, ensuring unbiased sales and consumer protection.
• Understand In-House and Third-Party Mutual Funds: Key Differences and Considerations
  Learn the key differences between in-house and third-party mutual funds in Canada, including regulatory obligations for financial institutions.