Prohibited Selling Practices in Mutual Fund Sales

In this section

• Unethical Sales Practices to Avoid
  • Backdating Orders in Mutual Funds: Ensuring Ethical Practices
    Discover why backdating orders in mutual fund transactions is unethical and learn how to uphold integrity in investment practices.
  • Avoid Unethical Sales Practices in Mutual Funds
    Learn about prohibited sales practices in mutual funds, and maintain investor trust and compliance by avoiding unauthorized repurchase offers.
  • Avoiding Misleading Performance Claims in Mutual Fund Sales
    Understand and avoid unethical sales practices with mutual funds, emphasizing accuracy without guaranteeing future performance.
• Ensure Ethical Compliance in Mutual Fund Sales
  Learn how to maintain ethical standards and comply with regulations in mutual fund sales to protect investor interests and build trust.