Regulatory Bodies and Their Roles

In this section

• Understanding the MFDA's Role in Canadian Mutual Funds
  Explore the MFDA's regulatory influence on mutual fund distribution in Canada to ensure compliance and investor protection.
• Understanding Provincial Securities Commissions in Mutual Funds
  Gain insights into the jurisdiction of provincial securities commissions overseeing mutual fund compliance with regulatory frameworks.
• Understand NI 81-101 & NI 81-102: Key to Mutual Fund Compliance
  Explore NI 81-101 & NI 81-102 regulations for mutual funds, ensuring transparency, fair practices, and investor protection.