Regulatory Framework Governing Mutual Funds

In this section

• Regulatory Bodies and Their Roles
  • Understanding the MFDA's Role in Canadian Mutual Funds
    Explore the MFDA's regulatory influence on mutual fund distribution in Canada to ensure compliance and investor protection.
  • Understanding Provincial Securities Commissions in Mutual Funds
    Gain insights into the jurisdiction of provincial securities commissions overseeing mutual fund compliance with regulatory frameworks.
  • Understand NI 81-101 & NI 81-102: Key to Mutual Fund Compliance
    Explore NI 81-101 & NI 81-102 regulations for mutual funds, ensuring transparency, fair practices, and investor protection.
• Compliance Requirements for Mutual Funds
  • Effective Disclosure Practices for Mutual Funds Compliance
    Understand mutual fund prospectus and Fund Facts requirements for transparent and informed investor decisions. Stay compliant and accurate.
  • Streamlined Guides to Prospectus & AIF Requirements
    Understand compliance with simplified prospectus & AIF in mutual funds; ensure regulatory adherence for investor transparency.